Adviser required to give up authorised representative status...
A new ASIC report has revealed how the regulator is allowing or rejecting planner remuneration arrangements....
ASIC data reveals the accountants’ limited licensing regime is already gaining traction....
New research suggests one in four financial services firms running core systems on legacy technology....
ASIC has released information on how credit licensees should be using its MoneySmart calculator to provide reverse mortgage equity projections to clients....
The Superannuation Complaints Tribunal has acknowledged the existence of a backlog of complaints....
SFG Australia has officially launched a licensee service model in response to growing demand for back-end support from boutique Australian Financial Services Licensees. ...
The requirement to hold an AFSL when providing advice should extend to SMSF property spruikers, says ASFA....
Australian hedge funds have been given a clean bill of health by ASIC largely because most investors are institutional....
ASIC has acknowledged an Abbott Federal Government’s intended amendments to FOFA but will not be altering its approach until they become law....
APRA warns lenders against letting the current low interest rate environment drive up unsustainable housing credit....
Australia’s growing “class action mentality” and the emergence of litigation funders have created fertile ground for claims against participants in the financial services...
SPAA has welcomed ASIC Commissioner Greg Tanzer’s acknowledgement of the important role advisers play in the SMSF sector....
FOFA regulations require planners to outline platform and investment choices in SOAs....
ASIC to keep watching brief for 18 months over Anne Street Partners Financial Services....
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...