The financial services regulator has granted an extension on interim class order relief from the shorter product disclosure statement (PDS) regime. ...
Arthur Naoumidis' latest play, DomaCom, launches property-focused fund based on unique MIS sub-fund structure. ...
Centrepoint positions for handling regulatory and support issues with key appointments....
Listed managed fund trading service to be operational in first half of this year....
Adelaide-based SMSF property promoter restricted from travel after company collapse. ...
ASIC has rejected reports that Medcraft will not front Senate Inquiry. ...
The Australian Securities and Investments Commission is continuing its crackdown on false advertising in traditional and non-traditional media, fining a finance broker $2...
Rise in popularity of hybrid securities prompts ASIC to update investor education resources....
Centrepoint Alliance makes four appointments across its marketing, research, practice development and risk areas....
Milana Pokrajac looks at some of the challenges and opportunities financial planners can expect over the next 12 months. ...
FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....
ASIC has identified financial advice as one of the most critical factors in protecting consumers and will continue to review the advice provided on complex products. ...
ASIC releases enforcement report for second half of 2013 reporting 340 enforcement actions....
ASIC has reminded SMSF auditors that, from 31 January, they must lodge their annual SMSF auditor statements. ...
Education program to offer continuing professional development and credits towards further qualifications. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...