AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

The corporate regulator has launched a new superannuation calculator to aid consumers with their decision making processes involving their retirement savings once the Fed...

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Financial planning

The president of the so-called Westpoint Investors Group, Graham MacAulay, has written to Federal Parliamentarians accusing the Australian Securities and Investments Comm...

Financial planning

The Supreme Court of NSW has granted orders sought by the corporate regulator preventing a Sydney-based financial planner from leaving the country and liquidating his ass...

Financial planning

Abstract Long...

Financial planning

The Federal Government plans to introduce a court-based process for disqualifying individuals under legislation administered by the Australian Prudential Regulation Autho...

Financial planning

Western Australian financial adviser, Annemieke de Boer, will face Perth Magistrates Court tomorrow on charges of stealing close to $50,000 of a client’s money....

Financial planning

A former financial planner has faced the Brisbane Magistrates Court on seven fraud charges relating to activities that left his clients more than $126,000 out of pocket....

Financial planning

The Parliamentary Secretary to the Treasurer, Chris Pearce, has indicated that a significant degree of consumer education is needed before the large number of legacy prod...

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Financial planning

Supreme Court proceedings have commenced against a South Australian managed investment scheme that left investors owing more than $7 million....

Financial planning

A senior Government Senator has accused the Australian Securities and Investments Commission of failure with the respect to the Fincorp collapse....

Financial planning

The Australian Securities and Investments Commission has gained court orders to prevent the operation of an unregistered investment scheme that has so far collected aroun...

Financial planning

Australia is confronted by a shortage of financial planners capable of leading to spiralling levels of remuneration, according to the executive director of the Investment...

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Financial planning

CPA Australia has teamed up with the Senior Australians Equity Release Association of Lenders to promote the benefits of reverse mortgages and dispel some myths surroundi...

Financial planning

A survey regarding unit pricing practices performed by a leading chartered accounting firm has revealed a large number of fund managers are lagging behind on the complian...

Financial planning

Supreme Court proceedings have commenced against a South Australian managed investment scheme that left investors owing more than $7 million....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 6 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 4 days ago