AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

ASIC is consulting on new draft guidelines aimed at improving the disclosure principles of hedge funds....

Financial planning

ASIC has released new policy information on how it undertakes investigations and enforcement activity....

Financial planning

ASIC has released new policy information on how it undertakes investigations and enforcement activity....

Policy & Regulation

Regulatory uncertainty is causing the financial planning industry to contract and dissuading young graduates from taking up the profession, according to FSC chief John Br...

Financial planning

ASIC has indicated Industry Super Network's 'compare the pair' advertisements are an operational matter....

Financial planning

ASIC has indicated Industry Super Network's 'compare the pair' advertisements are an operational matter....

Financial planning

ASIC has placed a one-year licence suspension on Lifestyle Investor Services, a Gold Coast-based financial advice practice owned by Robert Wilson, who is otherwise known ...

Financial planning

ASIC has placed a one-year licence suspension on Lifestyle Investor Services, a Gold Coast-based financial advice practice owned by Robert Wilson, who is otherwise known ...

Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

Financial planning

A SMSF adviser has appeared before the Downing Centre Local Court in Sydney, facing two counts of obtaining money by deception and one count of making a false or misleadi...

Financial planning

APRA has confirmed it is paying legal firms in the order of $3.5 million in contractual arrangements around superannuation fund investigations....

Financial planning

Corporate insolvencies have continued to rise over the 2011 calendar year, with the number of external administration appointments experiencing the biggest increase since...

Financial planning

APRA has confirmed it is paying legal firms in the order of $3.5 million in contractual arrangements around superannuation fund investigations....

Editorial

Although the process involving the upcoming FOFA reforms commenced a few years ago, the reforms package still looks like an unsolved jigsaw puzzle, writes Pam Roberts....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 2 weeks ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

5 days 4 hours ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 6 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

1 week 3 days ago