The number of complaints received about individual firms should be available to financial services customers, according to the Australian Institute of Superannuation Trus...

The Australian Securities and Investments Commission has reinforced that its responsible lending action against Westpac was a test case....

The Australian Securities and Investments Commission has updated its guidance on climate change related disclosure....

The Financial Planning Association has warned the Australian Securities and Investments Commission of the significant problem associated with allowing complaints against ...

The Financial Planning Association has warned the Australian Securities and Investments Commission to be mindful of how product manufacturers may seek to recoup costs whe...

The Australian Prudential Regulation Authority chairman, Wayne Byers has urged financial services companies to embrace the need for self-regulation at both industry and c...

ASIC has released its proposed whistleblower guidance to be implemented by 1 January 2020....

An appeal by Sydney lawyer and accountant Yingjie Wang against his permanent banning from providing financial services has been dismissed by the Federal Court of Australi...

Will changes to default superannuation arrangements combine with changes to income streams serve to squeeze many advisers out of the superannuation market?...

The Australian Securities and Investments Commission has banned former Melbourne financial adviser Robert Michael for dishonestly borrowing money from his clients’ self-m...

National Australia Bank has again found itself the subject of adverse media following the publication of leaked audit documents relating to its risk governance standards....

The Australian Securities and Investments Commission has estimated that remediation provisioning by Australia’s major financial institutions has so far reached $9 billion...

The Australian Securities and Investments Commission has fired a shot over the bows of superannuation funds tempted to provide inducements to employers to nominate them a...

The Government has imposed the administrative burden of redistributing grandfathered remuneration on product issuers rather than onto financial advisers or licensees....