The Australian Securities and Investments Commission has taken further steps to wind up Chris Marco’s alleged unregistered managed investment scheme....

Amid concern and confusion around how the Australian Securities and Investments Commission yearly opt-in and fee disclosure will work, adviser groups are urging flexibili...

An Australian Securities and Investments Commission document providing tips for financial advisers on how to deal with the new fee disclosure regime has served to highlig...

The likely introduction of a Director Identification Number (DIN) next year may put paid to some controversial multiple directorship in the financial services industry....

Assumptions in retirement income projections provided by super funds need to be reviewed and made more consistent, according to Willis Towers Watson....

The Australian Institute of Superannuation Trustees says the Australian Securities and Investments Commission report into financial advice by superannuation funds highlig...

Former financial adviser Mustafa Mohammed, MyWealth Manager and other related entities are being investigated by the Australian Securities and Investment Commission....

Unsolicited cold call sales of direct life insurance and consumer credit insurance are to be banned by the Australian Securities and Investments Commission....

The Australian Securities and Investments Commission has confirmed the reliance of superannuation funds on general advice and the regulator’s concerns about vertical inte...

The quality of advice provided by retail funds and industry funds have been found to be similar, according to the Australian Securities and Investments Commission....

The Australian Securities and Investment Commission’s attempt to improve RG 97 will fail to provide a single measure that incorporates the effect of fees and costs, accor...

The Australian Financial Complaints Authority has said it will take the Financial Adviser Standards and Ethics Authority code of ethics into account in making its determi...

South Australian adviser Wendy Chapman has been banned for five years, while Queensland adviser Nina Williams has received a one-year ban....

Intra-fund advice fees will be rolled up into administration fees and costs and the Australian Securities and Investments Commission has foreshadowed moving on fees and c...