The corporate regulator alleges the financial technology firm’s brochure on self-managed superannuation funds was misleading. ...

The Australian Securities and Investments Commission is insisting it has empathy for financial planning licensees because it has both former advisers and paraplanners in ...

The stock exchange outage in November led to deteriorating liquidity, the Australian Securities and Investments Commission has found, but the regulator has questioned why...

The stock exchange outage in November led to deteriorating liquidity, the Australian Securities and Investments Commission has found, but the regulator has questioned why...

The Australian Securities and Investments Commission is now claiming that its pivotal REP 413 which acted as the catalyst for the Life Insurance Framework is no longer re...

The Australian Securities and Investments Commission is again being asked whether politicians have been guilty of providing unlicensed advice over their urging of people ...

Documents provided to a Parliamentary Committee have revealed the Australian Securities and Investments Commission paid a top tier legal firm for an independent opinion o...

The documents attaching to the rental allowance controversy which led up to the resignation of Australian Securities and Investments Commission deputy chair, Daniel Crenn...

With a number of superannuation funds having confirmed investment switching by fund trustees and executives during the early COVID-19 market volatility, the Australian Se...

The Australian Securities and Investments Commission has seen a “significant escalation” in complaints about unlicensed operators providing financial product advice witho...

The Australian Securities and Investments Commission has confirmed that its industry funding model is helping underwrite the cost of consumer submissions such as those us...

Financial advisers may be significantly constrained in using the term “independent” but asset consultants are largely in the clear because asset consultation is not a leg...

Younger superannuation members and those in insurance policies with more restrictive terms and conditions may be receiving relatively low value for money, according to th...

Both the Australian Securities and Investments Commission and the Treasury will need adequate funding and resourcing to handle their new regulatory roles following the cl...