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ASIC
People & Products
The new tool will aim to provide ability target market determinations, ahead of the design and distribution obligations legislation. ...
Financial planning
The corporate regulator’s consultation found that limited advice is too costly to provide and there is a lack of demand for digital advice....
Funds management
Cryptocurrency investment house Monochrome is planning to launch Australia’s first Bitcoin exchange traded fund, as the regulator launches a consultation on cryptocurrenc...
Policy & Regulation
The corporate regulator has released a consultation paper on remaking a class order outlining when debentures can be called secured notes....
Funds management
The creators of cryptocurrency fund Monochrome have praised the regulator’s consultation into cryptocurrency strategies as it considers launching a Bitcoin exchange trade...
Policy & Regulation
The corporate regulator has released a consultation on proposed amendments to market integrity rules, which will close on 6 August....
Superannuation
The corporate and prudential regulators have put superannuation trustees on notice that they can expect a further follow up on their advice fee practices and that they ex...
Funds management
The Australian Securities and Investments Commission is seeking feedback on proposals about exchange traded products and other investment products that provide investors ...
Policy & Regulation
The corporate regulator has disqualified self-managed super fund auditor Gordon Shrubsole for breaching independence and auditing standards....
Financial planning
The Australian Securities and Investments Commission has cancelled the Australian financial services licence of BBY Limited, effective 24 June, following the earlier susp...
Financial planning
Financial adviser Hannah Jennings has been banned after the corporate regulator found she was inappropriately recommending clients double gearing strategies....
Financial planning
The data from the Australian Securities and Investments Commission showed that the number of advisers dropped this week by 112 to 19,631. ...
Financial planning
The introduction of the single disciplinary body as part of the Better Advice Bill will lift standards as it will be individual advisers who have to register themselves a...
Financial planning
Another FASEA exam in 2022 will remove “great uncertainty” if advisers need to re-take the exam in November, according to the Stockbrokers and Financial Advisers Associat...
Financial planning
The additional Australian financial services licence conditions imposed on Societe Generale Securities Australia a year ago have been removed from 3 June, 2021. ...
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MARKET INSIGHTS
Podcast
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...