The recently announced industry standard for defining a hedge fund presents a catch-all concern to unaware fund managers....
Insurance brokers have told Money Management Vero Insurance representatives have alerted them to a price hike of up to 50 per cent to Vero's professional indemnity insura...
ASFA urges government to change direction on illegal early release on SMSFs, claiming the problem has diminished....
ASIC has set new disclosure requirements for hedge funds, following industry consultation and the Parliamentary Joint Committee report into the Trio Capital collapse....
The Industry Super Network claims high frequency trading is benefiting a small subset of investors at the expense of super funds....
Shareholders in Australian publicly-listed companies are likely to get more information from annual reports under new guidance being proposed by ASIC....
ASIC's settlement with the CBA sees the BOQ and Macquarie Bank left to face Storm Financial litigation....
Financial planners are required to be members of an approved external disputes resolution service but they may not always know whether they are getting value for money....
The Government has outlined a range of changes to give APRA greater scope to take pre-emptive action....
ASIC has monitored more than 3,300 providers of financial advice over the past year, dedicating 29 staffers to the surveillance....
A former WealthSure financial adviser has appeared in court facing 22 fraud charges brought by the Australian Securities and Investments Commission....
ASIC promises more reviews of managed funds risk practices, citing concerns about over-use of external risk consultants....
New insolvencies data suggests financial services firms are weathering the tough times better than most, albeit some advisers and MIS schemes were exposed....
The Australian Securities and Investments Commission (ASIC) has alleged in court that a South Australian adviser misappropriated $3.1 million in client funds....
The National Consumer Credit Act was implemented for the first time after a Sydney director was found guilty of contravening it. ...
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...