ASIC admits it can’t find enough evidence to continue its pursuit of alleged Trio mastermind Jack Flader....

ASIC’s investigation of the Commonwealth Financial Planning (CommFP) scandal lacked the resources and scope to properly compensate all affected clients, a law firm believ...

Rather than relying entirely on the budget the Government allocates to it, ASIC should adopt a self-funding model, according to ISA....

Two Sydney men have pleaded guilty to insider trading and face a maximum jail sentence of 10 years....

ASIC should be capable of dealing with illegal early release superannuation issues, particularly where SMSFs are concerned, according to ASFA. ...

ASIC has made it clear it would like to see life insurance commissions banned as it would be the most effective way of combating churn, according to The Fold Legal managi...

Insure 247 has made changes to its online insurance websites after ASIC raised concerns that they contained misleading and deceptive advertising....

ASFA calls for the Superannuation Complaints Tribunal to be removed from ASIC oversight....

A former investment manager tied to embroiled superannuation fund Trio Capital is facing jail after admitting to making false or misleading claims for financial gain. ...

A choice of licensing options now faces accountants who want to handle SMSF business, so it’s important for them and advisers that they make the appropriate choice, write...

FSC chief John Brogden has cited the need to redefine the role of the regulators, ASIC and APRA....

A former Bell Potter Securities adviser has been jailed for one year after his original suspended sentence was quashed following an appeal. ...

Super body claims ASIC approach is non-collaborative and in need or review. ...

ASIC is trailing other industry bodies when it comes to relevance and engagement with advisers, a financial planning group believes. ...