A NSW Central Coast businessman has been charged with fraud after misappropriating $260,000 in investor funds. ...

The Australian Securities and Investment Commission has raised concerns with TAL Direct over its advertising of its funeral insurance....

Senate committee tasked with working through more than 400 submissions in review of ASIC....

A banned Trio-linked adviser has accused ASIC of misrepresenting his wrongdoings, also pointing to political ties which he claims may have affected legal proceedings....

The Administrative Appeals Tribunal (AAT) affirms ASIC’s seven-year ban on a Wollongong financial planner from providing financial services....

ASIC has provided relief for mFund settlement Service clients through a class order. ...

Former PIS boss Robbie Bennetts claims ASIC lacks an understanding of the financial services sector, is unwilling to listen and is not trusted and respected by the financ...

Grandfathering – specifically the transition of pre-existing commission-based advice fees into the new FOFA arrangements – was an industry football that kept getting kick...

Throughout 2013, ASIC executives repeatedly used AAA Financial Intelligence as an example of how not to run a financial planning dealer group....

The Coalition signaled early that one of its first priorities if it won Government at the 2013 Federal Election would be 'Son of Wallis' – essentially an update of the Fi...

Former Storm Financial head Emmanuel Cassimatis has alleged the group's failure was the result of ASIC actively working against it. ...

Media Super pays a $10,200 penalty after producing potentially misleading advertising, says ASIC....

ASIC has used its fourth major submission to the Senate Inquiry to point to a brand new culture at Commonwealth Financial Planning....

The corporate regulator has worked through the Christmas and New Year period, having made a number of key announcements during the three weeks....