ISA has reiterated its calls for advisers to move with haste to a fee-for-service model, with all commission-based fees banned, including on life insurance....

The corporate regulator has hit out at the media for saying it bungled a loan fraud case worth $110 million, claiming the transgression it’s being blamed for is outside i...

The former director of a foreign exchange provider has been “restrained” from providing financial services after providing services not covered by its licence....

ASIC has imposed conditions on the licence of Guardian Advice after finding advice that lacked a reasonable basis or lacked evidence it was given in the best interest of ...

ASIC has concluded the past year with a spate of financial services licence cancellations with a total of 10 licences cancelled in the last working week before Christmas....

ASIC cancelled the AFSL of Coal Industry Superannuation Fund after its merger with AUSCOAL Super last year....

Two Melbourne men and one of their partners have been charged with conspiring to defraud financial institutions of approximately $110 million, following an ASIC investiga...

A Victorian adviser has agreed not to provide financial services for a year under the terms of an EU with ASIC....

ASIC plans to probe the mortgage lending standards of the Big Four, particularly honing in on interest-only loans. ...

A broker will refund $477,900 to 2000 consumers after the corporate regulator found it had charged consumers a brokerage fee when it was not allowed to....

An Australian Securities and Investments Commission (ASIC) investigation will see a managed discretionary account provider change the way it offers foreign exchange servi...

The FSI final report recommendations has singled out life/risk commissions for particular attention, urging a level commissions approach....

The FSI final report has placed stockbrokers squarely in the regulatory cross-hairs....

The FSI final recommendations seek to place greater onus on product manufacturers....