The Government has moved to market test the sale of ASIC’s registry business....

ASIC has cancelled the AFSL of an foreign exchange provider after an investigation found it failed with its obligations, including making false and misleading statements....

A financial planner has been ordered to surrender his passport following an ASIC request and investigation into alleged unauthorised withdrawals of client funds....

ASIC announces the release an online XBRL to enable human readable digital financial reports instead of lodging paper financial reports....

ASIC has moved to issue a Regulatory Guide based on the recent remediation exercises flowing from major planning failures....

ASIC has banned a former Sydney-based financial adviser who was not trained or competent to provide financial services for three years....

ASIC facilitative approach to the FOFA changes will end on 1 July. ...

The FPA is concerned that professional associations listed on ASIC’s Financial Advisers Register may not be relevant to advice and confuse consumers....

A financial planning practice within Charter Financial Planning has paid $10,200 penalty after ASIC found it made misleading representations in an article on its website....

Property spruiker to face court after ASIC finds payments of $431,000 to company accounts. ...

Planners will pay more than $40 each to be recorded on the new ASIC adviser register with initial fees set to cost the planning sector more than $750,000....

A Melbourne man has pled guilty to conspiring to defraud financial institutions with false home loan documents....

Gold Coast financial planning and property management group hit by ASIC penalty for false and misleading advertising....

Employers and businesses must attain verification at the source for educational and employment background of advisers for the national register of advisers to be reliable...