The Australian Securities and Investments Commission is pointing to a final figure of $200 million being returned to consumers from its ‘fee for no service’ remediation p...

The Australian Securities and Investments Commission had fallen short in its review of claims-handling by not sufficiently consulting advisers and clients, according to I...

The Australian Securities and Investments Commission has announced a cooperative agreement with Indonesia’s Otoritas Jasa Keuangan to promote fintech development....

Mike Taylor writes that when the Government introduced the ‘significance test’ to the AFSL breach reporting regime in 2003 it was seen as sensible moderation but all that...

ASIC’s regulatory sandbox for testing fintech services will run for another year before the framework is reviewed....

ASIC has banned a former director of AFS Capital, Dr Bingxing Hu, from providing financial services for five years....

ASIC is taking a close look at the sale of life insurance direct to consumers and Mike Taylor writes that the regulator’s findings may significantly alter the commercial ...

The corporate regulator has cancelled the AFSL of mortgage scheme responsible entity, DD&D Securities for failing to comply with obligations....

ASIC is consulting on its proposal to establish a financial services panel to be responsible for determining whether the body should ban individuals from financial servic...

ASIC has proposed imposing tougher breach reporting obligations on banks and financial services firms for significant breaches and misconduct in a consultation paper....

While the financial advice industry was largely on the path to professionalism and efficiency, background checks when hiring new advisers need to be more robust, ASIC sai...

Australian Securities and Investments Commission chairman, Greg Medcraft has outlined a busy global travel schedule as he winds up his time at the head of the regulator....

Language and cultural barriers were the key risks for emerging market issuers, according to ASIC....

The Australian Securities and Investments Commission has urged a Senate Committee to give it powers to deal with licensees and planners beyond those contained in the FOFA...