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ASIC
Financial planning
Approved Product Lists help make advisers more efficient and keep the cost of delivering advice under control, according to the Financial Services Council....
Superannuation
The Australian Securities and Investments Commission has revealed it is focusing on super funds which provide employers with inducements such as free tickets to sporting ...
Financial planning
ASIC has banned Victorian financial adviser, Julie Hamilton from providing financial services for three years....
Financial planning
ASIC has published a report with its approach and assessment of licence applications and professional registrations for the period July, 2016 to June, 2017....
Superannuation
The Australian Securities and Investments Commission has confirmed that a number of industry funds have developed offerings that make them look a lot like platforms....
People & Products
The Australian Securities and Investments Commission has brought in an expert from Hong Kong to review the regime attaching to RG97....
Financial planning
ASIC has banned South Australian financial adviser Ramana Rao from providing financial services for three years....
Life/Risk
The Australian Securities and Investments Commission has raised the possibility that some of the direct sales models being used by life insurance companies could breach t...
Financial planning
A Government-backed Australian Securities and Investments Commission consultation paper has revealed the degree to which planners and planning firms will pay more for lic...
Accounting
The Australian Securities and Investments Commission has released online guidance and information sheets intended to help limited Australian financial services licensees ...
Superannuation
The Australian Securities and Investments Commission obtained interim injunctions from the Federal Court against Superfunded and its sole director and shareholder....
Financial planning
The Australian Securities and Investments Commission has cancelled Financial Stewards’ AFSL, following the company’s failure to cooperate with surveillance by the regulat...
Financial planning
Carwardine Financial Services has engaged an independent consultant to overhaul its compliance processes....
Financial planning
ASIC has appointed a provisional liquidator to five companies within the Benchmark Private Wealth Group on orders from the Supreme Court of Queensland....
Policy & Regulation
The Australian Securities and Investments Commission wants to see the Bank Executive Accountability Regime extended to insurance companies and then an extension of its co...
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Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...