Former financial adviser Ben Jayaweera has appeared in the Brisbane Magistrates Court charged with six counts of fraud involving around $5.9 million....
The Government has introduced the final part of its Australian Securities and Investments Commission industry funding model to Parliament, which would see registry fees r...
The Australian Securities and Investments Commission has confirmed it has already leveraged lapse data provided by the major life insurers to act against life/risk advise...
The Australian Securities and Investments Commission has been urged to provide detail to justify the fees it will be charging under its user-pays regime....
The Australian Securities and Investments Commission has pointed the finger at financial services companies seeking to cling to old regulatory regimes, arguing that legal...
New analysis from legal firm The Fold points to the dynamics of the financial services industry having changed by Australian Securities and Investments Commission licensi...
Victims of Financial Fraud has called for Greg Medcraft be recalled from overseas to front the Royal Commission, saying that ASIC “pursue[d] family-owned advisory firms t...
The Financial Planning Association has acknowledged that obtaining and then maintaining financial planner code-monitoring status represents a substantial and expensive ch...
Australian Securities and Investments Commission chairman, James Shipton has declared the regulator will be accelerating and expanding the so-called Wealth Management Pro...
The Australian Securities and Investments Commission has cancelled the Australian financial services licence of Wealth & Risk Management, following a court finding that t...
Advisers are the victims not the villains where trailing commissions are concerned with product manufacturers and licensees much more to blame for today’s problems, accor...
The Australian Securities and Investments Commission has signalled that planner bodies will have to put aside their fear of losing members if they are to succeed as co-re...
Victims of Financial Fraud has alleged that the Australian Prudential Regulatory Authority cannot fully protect the public’s superannuation savings, building on previous ...
The securities regulator has charged Sydney-based IT consultant Steven Oakes with unauthorised access to data held in a computer, insider trading, and destroying or conce...
The securities regulator is seeking feedback on various proposals relating to both naked and covered short selling....
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...