The Australian Securities and Investments Commission has made clear it is holding licensees to account for their actions of their planners while cancelling the license of...

The Australian Securities and Investments Commission has registered another win its prolonged legal battle over the collapse of MFS Investment Management....

The Australian Securities and Investments Commission has permanently banned Victorian financial planner, Ahmed Saad of Glenroy, from providing financial services....

A former Sydney-based financial adviser has been charged with 20 dishonesty offences allegedly committed when he was a company director. ...

Both corporate reputations and legal precedents are at stake in the Australian Securities and Investments Commission’s decision to pursue access to legal advice documents...

The Australian Securities and Investments Commission is seeking court backing to force law firm Clayton Utz to produce documents at the heart of fee for no service allega...

The Australian Securities and Investments Commission has signalled its willingness to pursue tough and prolonged litigation in the wake of Friday’s Prime Trust win....

The Australian Institute of Superannuation Trustees has welcomed the Australian Securities and Investment Commission’s announcement with regards to a longer transition pe...

The Australian Securities and Investments Commission has foreshadowed further pressure on financial services licensees as a review of internal dispute resolution identifi...

A new research paper developed by three academics has urged the imposition of an over-arching assessment board to oversight the effectiveness of the Australian Securities...

DomaCom has announced it has completed $2.95 million capital raise through the issue of a convertible security....

The Federal Government has appointed the Productivity Commission deputy chair, Karen Chester as the replacement for Peter Kell as deputy chair of the Australian Securitie...

Freedom Insurance Group has declared it will not be recommencing sales of life products as it deals with commissions-related liquidity issues and the reality of a client ...

The new industry funding model for the Australian Securities and Investments Commission will see financial planning licensees and credit providers carrying some of the gr...