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Kaplan has unveiled new specialisations and elective subjects as advisers seek increasingly technical content to improve their practice....

Financial planning • 22 September 2023

The ETF provider has expanded its range of fixed income solutions by adding two new ETFs that offer investors targeted exposure to US Treasuries. ...

Funds management • 22 September 2023

More than 240 women in the finance industry have qualified as finalists at this year’s Women in Finance Awards, hosted by Momentum Media....

People & Products • 22 September 2023

Insignia is fast becoming the licensee to feel the biggest brunt of adviser departures, losing 24 this week and over 100 in the past calendar year, which is three times t...

Financial planning • 22 September 2023

Count has made a significant acquisition of a wealth and financial planning licensee in a deal that will create a combined business with funds under administration and ma...

Financial planning • 22 September 2023

National Australia Bank has been ordered to pay $2.1 million by the Federal Court, the maximum penalty possible for a single breach of unconscionable conduct....

Funds management • 22 September 2023

A Perth adviser who stole over $1 million from his clients has received a jail sentence in Perth District Court today, with the judge reprimanding his lack of remorse for...

Financial planning • 22 September 2023

A former ASIC veteran who spent 25 years at the corporate regulator has been appointed to a senior chair role by the Albanese government....

People & Products • 25 September 2023

The fintech has appointed an interim wealth CEO to succeed Harry Mitchell, who takes on additional responsibilities in the UK, and has flagged superannuation as a growth ...

People & Products • 25 September 2023

As Josh Frydenberg is promoted to chair of Goldman Sachs Australia, Money Management explores where four former treasurers are now and how they made the move from politic...

People & Products • 25 September 2023

The planned acquisition of Diverger by Count will create the third-largest licensee in Australia, behind Insignia and AMP....

Financial planning • 25 September 2023

Markets have seen companies operating in the same sector produce very different results this past financial year, proving it’s time for active managers to shine in bottom...

Funds management • 25 September 2023

Betashares has made five senior promotions in its ETF distribution teams, in both its institutional and adviser divisions....

People & Products • 25 September 2023

Reflecting on the findings of the Responsible Investment Benchmark Report 2023, these executives foresee unlisted and private markets driving the green transition as ther...

Funds management • 25 September 2023

After seeing dwindling numbers of advisers and losing a Federal court case regarding an unpaid AFCA determination, NextGen Financial Group is to be wound up....

Financial planning • 25 September 2023

ASIC has warned licensees they could face regulatory action if they fail to remediate customers in a timely manner as it reviews licensees' handling of RG 277 in its firs...

Financial planning • 25 September 2023

Two-thirds of Australians believe Philip Lowe should delay any moves into the private sector now his term at the Reserve Bank of Australia is over....

Funds management • 26 September 2023

The fund manager has bolstered its senior leadership team, welcoming a Martin Currie veteran into the fold to lead its global distribution strategy. ...

People & Products • 26 September 2023

Emerging markets have announced ambitious net-zero targets in keeping with their global peers, but investment managers observe a balancing act between these commitments a...

Funds management • 26 September 2023

In a new report, Russell Investments has broken down the three types of financial advisers when it comes to financial decision making, disseminating knowledge and advocat...

Financial planning • 26 September 2023
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 2 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 5 days ago