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ASIC has permanently banned a Sydney-based director and cancelled the AFSL of his company after concerns about him making offers of investment in unlisted shares....

Policy & Regulation • 4 July 2023

Managing director, Felicity Walsh, reflects on the win, sharing what she feels sets Franklin Templeton apart and how the firm is partnering closely with clients to capita...

Funds management • 4 July 2023

EXCLUSIVE Easing regulation has made it easier to be a licensee but Diverger is still in talks to see how it can grow its scale, according to chief executive, Nathan Jaco...

Financial planning • 4 July 2023

The Federal Court has imposed a combined $13.5 million penalty on Select AFSL, BlueInc Services, and Insurance Marketing Services for engaging in unconscionable conduct....

Financial planning • 4 July 2023

The Reserve Bank of Australia has held rates at 4.1 per cent as the committee wants to allow time to assess the impact of previous interest rates rises....

Funds management • 4 July 2023

Magellan Asset Management director, Kirsten Morton, has stepped down from the board. ...

Funds management • 5 July 2023

Winner of the Innovation Fund category at the Fund Manager of the Year Awards, L1 Capital has shared its views on running a highly concentrated fund with an activist inve...

Funds management • 5 July 2023

The Financial Advice Association Australia has recorded over 8,700 membership renewals, including over 80 per cent of eligible practitioner members....

Financial planning • 5 July 2023

As E&P appoints a new chief executive and the government brings in the CSLR that should help affected consumers, Money Management has collated a timeline of events at the...

Funds management • 5 July 2023

The verdict in the class action case against AMP Financial Planning has been delivered in the Federal Court by Justice Moshinsky....

Financial planning • 5 July 2023

Australia’s first independent and whole-of-market super fund awards program...

Past events • 5 July 2023

Investors and asset owners are feeling the pinch of cost management challenges as fund servicing and ad hoc charges rise in an inflationary environment, according to a ne...

Funds management • 6 July 2023

ASIC has called on banks to assist customers to move into low-fee accounts after it found consumers, including First Nations people, are being charged up to $3,000 in ove...

Policy & Regulation • 6 July 2023

The risk of a soft landing is increasingly being priced into markets, according to Zenith Investment Partners....

Funds management • 6 July 2023

AustralianSuper and Australian Retirement Trust have posted the financial results for the 2022–23 financial year for their combined 5.3 million members....

Superannuation • 6 July 2023

Winner of the Global Emerging Markets Equity category at the Fund Manager of the Year Awards, Fidelity has shared its views on investing in Asia and the impact as China r...

Funds management • 6 July 2023

Nominations and submissions have opened for the Super Fund of the Year awards, which is celebrating its 10th year anniversary....

Superannuation • 6 July 2023

In this episode of Relative Return, host Phil Tarrant chats to Simon Aboud, chief product and marketing officer at Allianz Retire+, to discuss innovation in the retiremen...

Editorial • 6 July 2023

A failure to provide a valid ‘legislation, economic, or products’ reason to make disproportionate changes to the BOLR policy forms the crux of AMP Financial Planning’s de...

Financial planning • 6 July 2023

AMP Financial Planning was critically concerned about a possible ‘BOLR run’ of more than 700 practices seeking to exit after the Hayne royal commission, according to Fede...

Financial planning • 6 July 2023
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 6 days ago