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Taking place tonight, the 2023 Fund Manager of the Year Awards will crown this year’s Innovation Award of the Year to the most innovative financial services firm....

Funds management • 22 June 2023

BT chief executive, Matt Rady, has shared with Money Management what the firm plans to do with its platform business after it concluded its sale process this week....

Financial planning • 22 June 2023

ASIC has been called out by the Senate economics reference committee for undermining the process of an inquiry into its investigation and enforcement actions by submittin...

Policy & Regulation • 22 June 2023

In this episode of Relative Return, host Maja Garaca Djurdjevic chats to John Woods, Deputy Chief Investment Officer at Australian Ethical, to discuss how advisers can em...

Editorial • 22 June 2023

ASIC has accepted a court enforceable undertaking from a former Capstone authorised representative for failing to keep up-to-date records....

Financial planning • 22 June 2023

The Compensation Scheme of Last Resort legislation has passed in Parliament today, having first been raised back in 2016....

Policy & Regulation • 22 June 2023

There were more than 20 individual and group winners at the Fund Manager of the Year Awards 2023, hosted by Money Management....

Funds management • 22 June 2023

Equity Trustees is conducting a review of its business in the UK and Ireland in the face of intensifying competition in the space....

People & Products • 23 June 2023

With merger activity top of mind for many financial planning firms strained by costs and regulation, this paraplanning firm has shared some pros and cons to take on board...

Financial planning • 23 June 2023

ASIC is looking to make examples of firms when it comes to greenwashing and taking a forthright position when asking them for changes, according to two lawyers who have d...

Funds management • 23 June 2023

Students of financial planning degrees could be sourced to provide financial advice to super fund members, according to the Financial Advice Association of Australia....

Financial planning • 23 June 2023

The number of ceased advisers has risen by 73 advisers since the start of June and further losses are expecting in the run-up to the end of financial year....

Financial planning • 23 June 2023

ASIC has unequivocally rejected claims that it tried to undermine a Senate inquiry by requesting public interest immunity for certain questions....

Policy & Regulation • 23 June 2023

Volatile markets mean investors have dropped their idea of ‘set and forget’ and are keen to receive trusted professional advice, according to Natixis Investment Managers....

Financial planning • 26 June 2023

In the last 12 months, there’s been a marked improvement in future planning among mature firms, according to Adviser Ratings, but younger firms have yet to follow suit....

Financial planning • 26 June 2023

The Australian Financial Complaints Authority will begin reviewing the status of paused complaints, including around 1,700 related to Dixon Advisory, now that Parliament ...

Financial planning • 26 June 2023

The ALRC’s third interim report is seeking to change financial services legislation to better reflect efforts that have been made to improve advice outcomes and professio...

Policy & Regulation • 26 June 2023

A Sydney man permanently banned by ASIC and jailed for a Ponzi scheme allegedly duped former NRL player Jarryd Hayne out of $780,000 while the pair were in jail together....

Funds management • 26 June 2023

Pengana Capital Group has welcomed two senior executives to lead its recently launched private credit business. ...

Funds management • 26 June 2023

The two investment management companies have announced senior appointments, both welcoming new directors for business development. ...

People & Products • 26 June 2023
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 6 days ago