There has been the highest number of provisional advisers joining the industry since September with double-digit advisers joining following the results of the November ad...

ASIC has commenced its first civil penalty action against a distributor of financial products in the Federal Court for alleged breaches of the design and distribution obl...

Magellan has made changes to its board following shareholder approval to increase board remuneration by $1 million....

A Melbourne woman has been sentenced for her involvement in a crime syndicate which stole over $3.3 million from superannuation and share trading accounts....

ASIC has banned two responsible managers for 10 years and cancelled the AFS licence of National Advice Solutions for adopting a ‘layered advice’ approach....

The FPA has welcomed guidance from the Australian Taxation Office on the tax deductibility of financial advice fees....

M&A activity in the asset and wealth management space is expected to continue in 2023, according to EY, as firms see pressure on margins and profitability....

Big tech and certain small companies could be the first to rebound if markets gain confidence that the end of interest rate rises are in sight, Fidelity International sug...

The worst period of relative underperformance for small caps sets the scene for a reversal in 2023, writes Naheed Rahman....

There are several indicators the listed infrastructure sector still has a long runway for growth, according to a top executive. ...

Frontier analysis has found there are no longer any all-male global equity investment management teams compared to 19% in 2018 but 15% of Australian equity teams still ha...

A West Australian man has been charged by ASIC with offences relating to insider trading....

A Monash University report gauging the pressures experienced by young Australians has looked into financial literacy and security among 18- to 24-year-olds. ...

Minister for financial services, Stephen Jones, has welcomed new regulation to support access to justice for class action plaintiffs including those affected by managed i...

Amid growing ESG regulation around the world, new research foresees interest in disclosure obligations and fund names and classifications to rise further in the coming ye...

BT has shared the key trends in the managed account space which are expected to continue in 2023....

A white paper has explored ways to broaden the reach of Australia’s financial advice industry beyond its traditional older client base. ...

Criminal proceedings against CBA regarding sales of consumer credit insurance have been dismissed by the Federal Court due to a statute bar....

A finfluencer who offered seminars in share trading has been found by the Federal Court to have contravened the Corporations Act by providing financial product advice wit...

Hobart-based Kyle Brown Wealth Management is the latest firm to join Count’s national advice community....