POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
For the first time in years the financial services portfolio has been brought fully into the Cabinet room thanks to the elevation of Senator Jane Hume....
INDUSTRY NEWS
Documents provided to a Parliamentary Committee have revealed the Australian Securities and Investments Commission paid a top tier legal firm for an independent opinion o...
INDUSTRY NEWS
The documents attaching to the rental allowance controversy which led up to the resignation of Australian Securities and Investments Commission deputy chair, Daniel Crenn...
INDUSTRY NEWS
The funding of consumer submissions by the Australian Securities and Investments Commission’s Consumer Advisory Panel warrants greater scrutiny of the regulator and its a...
INDUSTRY NEWS
The Australian Securities and Investments Commission has seen a “significant escalation” in complaints about unlicensed operators providing financial product advice witho...
INDUSTRY NEWS
The Australian Securities and Investments Commission has confirmed that its industry funding model is helping underwrite the cost of consumer submissions such as those us...
INDUSTRY NEWS
A new survey has revealed Australia as a global laggard on portfolio holdings disclosure with Morningstar delivering it a lowest-possible Australia has received a signifi...
INDUSTRY NEWS
Financial advisers may be significantly constrained in using the term “independent” but asset consultants are largely in the clear because asset consultation is not a leg...
INDUSTRY NEWS
The Financial Services Council has nominated initiating a compensation scheme of last resort as one of the major challenges facing the Government in 2021. ...
INDUSTRY NEWS
Both the Australian Securities and Investments Commission and the Treasury will need adequate funding and resourcing to handle their new regulatory roles following the cl...
INDUSTRY NEWS
Financial advisers and authorised representatives looking to provide claims handling services for insurance products will be able to represent more than one Australian fi...
INDUSTRY NEWS
The corporate regulator has commenced proceedings against Sydney-based derivatives provider Union Standard International Group over illegal Chinese activities....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...