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INDUSTRY NEWS
The corporate regulator’s new chair, Joe Longo, believes that reading the publicly available report of the regulator’s governance practices is sufficient and has not aske...
INDUSTRY NEWS
None of the outcomes resulted in criminal proceedings, and there is a similar percentage of ongoing cases by the corporate regulator....
INDUSTRY NEWS
To reduce the reporting burden, the corporate regulator is allowing licensees to batch upload reports that derive from a single root cause as part of the new breach repor...
INDUSTRY NEWS
If the corporate regulator had funds awarded by penalties put into the financial advice levy it could look like a new revenue stream aimed at players with deep pockets....
INDUSTRY NEWS
The regulator has outlined the purpose, design and scope of its climate vulnerability assessment to help regulated entities, including the largest banks, understand and m...
INDUSTRY NEWS
Product issuers and distributors need to be careful with what incentives apply to distributors who sell products to those target customers, according to EY....
INDUSTRY NEWS
Successful litigation against NAB, Westpac and Dixon Advisory could add enough to the corporate regulators coffers to cover the difference from the reduced levy....
INDUSTRY NEWS
Without the Government’s intervention, levies on financial advice would have increased from $25.6 million in 2017-18 to an estimated $71.4 million in 2020-21....
INDUSTRY NEWS
There will be more balance in the corporate watchdog in responding to technical or inadvertent contraventions, according to a law firm. ...
INDUSTRY NEWS
Outlined in its corporate plan, the Government welcomed the corporate regulator’s embrace of the “deregulation agenda”....
INDUSTRY NEWS
Industry bodies have welcomed the Government’s decision to implement a temporary reduction in cost recovery levies for the next two years, as well as a review of the indu...
INDUSTRY NEWS
The corporate watchdog has said it has been communicating with Government and Treasury about its funding model for three years but that they needed to be compliant with t...
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This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...