By world standards, ASIC keeps advisers on a very short leash. But across the Tasman, financial intermediaries are subject to fewer restrictions. Late last year, New Zeal...
Senior research analyst Dennis Mothoneos has left van Eyk Research after three years with the company to join investment advisory house, Strategic Capital Management....
A Queensland man, who allegedly operated a high-yield investment scheme and used it to dishonestly obtain $270,000, has appeared in court on seven charges brought by ASIC...
A new index which tracks the performance of companies with the highest standards of corporate and social responsibility has outperformed more mainstream investment indexe...
The corporate regulator has released a consultation paper detailing proposals to allow general insurers to operate without a licence and in a separate initiative, has pro...
Industry, government and corporate superannuation funds have been included for comparison in an updated version of a Mercer Investment Consulting superannuation fund asse...
Only four per cent of Australian parents have enough life insurance cover to sustain their family’s lifestyle if either parent were to die, with 60 per cent - or 5.4 mill...
ASIC has expanded its compliance team, with Carole Ferguson joining in the new position of director, institutional and wholesale compliance....
The abolition of the superannuation surcharge for higher income earners is likely to lead to the demise of personal contributions to superannuation funds in favour of sal...
Investors have been warned to look more closely at underlying asset allocations as well as performance rankings when comparing superannuation funds....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...