Sara Rich

News by this author

The Australian Securities and Investments Commission has extended the asset freezing orders against the Westpoint directors and associated companies while its investigati...

MacarthurCook is in the final stages of establishing a real estate securities fund in Asia, with a product disclosure statement expected to be available in the coming wee...

South Australian company First Pacific Securities Australia has had its Australian financial services licence cancelled following an investigation by ASIC....

Former KLA Australia Investments director Christopher Fearon has failed in his appeal of the disqualification charge brought against him by the Australian Prudential Regu...

Information sourced from IRESS Market Data has revealed Macquarie Financial Services’ retail full service stockbroking led its competition for the majority of last year....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 17 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago