Upwards of 25 per cent of hedge funds have suspended redemptions, imposed gate provisions or implemented side-pockets....
ASIC has used its statement on Storm Financial to a recent parliamentary hearing to warn that its interest in Storm is likely to have far reaching implications for the of...
Large institutional dealer groups are putting more onerous conditions on adviser transfer agreements....
Fears are growing among the licensees of small, independently-owned advice firms about their ability to continue to declare themselves solvent under the Corporations Act ...
Boutique funds management firms need support to avoid breaching AFSL terms....
Christmas may be the season to be jolly, but it is not the season for inappropriate behaviour, according to a survey conducted by MSI Legal & Accounting....
ING Investment Management has appointed Greg Michel as director of fixed income, responsible for all domestic and international fixed rate portfolios....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...