Nicole Szollos

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Financial planning

6 May 2001

UK ethical planning group to open in Melbourne

A UK-based financial planning group specialising in ethical investment is to launch its Australian operations doors in Melbourne this week. ...

Financial planning

2 May 2001

Venturing into capital raising

Australian Financial Securities (AFS) is a dealer group with a difference, carving out a niche market in financial planning through access to venture capital investments....

Financial planning

1 May 2001

Chapel Road loses licence

Sydney based securities dealer Chapel Road has had its dealer’s licence revoked by the Australian Securities and Investments Commission (ASIC)....

Financial planning

30 April 2001

Casey to run ARISA

After a several month search, the Australian Retirement Income Streams Association (ARISA) has hired Kevin Casey as the association’s new chief executive....

Financial planning

26 April 2001

ASIC public policy papers arrive

The Australian Securities and Investments Commission (ASIC) has released its long awaited first tier of policy proposal papers (PPP), focusing on licencing and disclosure...

Financial planning

25 April 2001

DPB provision brings equal regulation

Members of financial services professional bodies who offer financial advice will have to be licenced and regulated to the same standards of a financial planner, followin...

Financial planning

25 April 2001

Rothschild continues building alliances

Rothschild will extend its program of alliances, following the success of its venture with US-based Putnam Investments....

Financial planning

23 April 2001

Submissions deadline extended

The Parliamentary Joint Committee on Corporations and Securities has extended the Financial Services Reform Bill (FSRB) submissions deadline, reacting to anger in the ind...

Financial planning

19 April 2001

ASIC pulls up mortgage schemes

The Australian Securities and Investments Commission (ASIC) has slapped an interim stop order on three mortgage scheme prospectuses, forcing the companies to lodge supple...

Financial planning

18 April 2001

Ash relocates with Zurich

Prominent financial services figure Tony Ash has returned to Sydney as Zurich’s business operations manager, after spending nearly a year as Zurich Personal Financial Ser...