Nicole Szollos

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Financial planning

21 May 2001

IOOF expands wholesale trusts range

IOOF Funds Management has introduced four wholesale trusts on the Australian market, expanding its range of investment opportunities....

Financial planning

20 May 2001

Venturing into capital raising

Australian Financial Securities (AFS) is a dealer group with a difference, carving out a niche market in financial planning through access to venture capital investments....

Financial planning

20 May 2001

Ethical planners set up shop in Melbourne

Ethical investing has been pushed even further to the forefront with a UK-based financial planning group, specialising in ethical investments, launching its Australian op...

Financial planning

16 May 2001

ASIC grants reprieve to Chapel Road

Securities dealer Chapel Road has resumed operations following the Australian Securities and Investments Commission’s (ASIC) agreement to a conditional stay of its dealer...

Financial planning

14 May 2001

Lam Advances after Robertson retires

Advance Funds Management chief investment officer Dr Stephen Lam has scored the top post in the group, following the retirement of managing director Malcolm Robertson....

Financial planning

9 May 2001

FSRB hearings roll on

Further public hearings into the draft Financial Services Reform Bill (FSRB) have been scheduled for next month, following the initial round in late April....

Financial planning

9 May 2001

ASX bonds with financial planners

The Australian Stock Exchange (ASX) has recognised financial planner’s increased interest in direct investments and is stepping in to assist with improving knowledge....

Financial planning

9 May 2001

Wattle promoter gets 10 years

Wattle Group investment scheme founder Geoffrey Robert Dexter has received a 10-year jail sentence for his part in the investment scam that rocked the investment industry...

Financial planning

9 May 2001

Chapel Road loses licence

It is a dealer principle’s worst nightmare. A licence revoke and 39 proper authority holders across 29 offices shut down from daily operations. Last week, securities dea...

Financial planning

8 May 2001

Waterhouse launches US Index funds

A suite of US index funds launched into the Australian retail managed fund market today and may widen the gateway to overseas diversification and could raise the populari...