Lucinda Beaman

News by this author

Fewer high-net-worth investors are using financial advisers, according to research conducted by CoreData....

The Association of Independently-Owned Financial Planners (AIOFP) is lobbying key regulatory and administrative stakeholders over the management of now defunct fund manag...

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Listed financial services group Snowball has reported net profit of close to $1.8 million for the half year ended December 31, 2009, with the group outlaying $190,000 in ...

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A case has been filed in the Federal Court against Professional Investment Services (PIS) and one of its authorised representatives....

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In an internal appointment, Mark Woodward is named CommInsure's head of wholesale risk distribution, replacing Michael Back, who left the group late last year to head up ...

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The Productivity Commission has recommended the corporate regulator take a greater role in the oversight of the not-for-profit sector....

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ASIC has been called on to be more transparent about the purpose of its current comprehensive audit of Australian Financial Services Licensees (AFSLs)....

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A financial adviser who double-geared a risk-averse client into shares has relocated to Europe, while his licensee has been ordered to pay $110,00 in compensation....

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In the second major resignation this morning, Tyndall managing director Brett Himbury is departing to head Industry Funds Management....

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PJC chair warns the rising number of margin lending clients should "be of concern to banks and regulators", while slamming spruikers who target the vulnerable....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 1 day ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 6 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 4 days ago