The appointment by Challenger of a single individual to manage both its small-caps and micro-caps funds, following the recent resignation of lead small-caps portfolio man...
The FPA is confident the industry will overcome conditions that led to a ‘statements of advice’ failure in the ASIC’s 2006 ‘shadow shopper’ survey on superannuation advic...
Australian fund managers are “beginning to adjust their beta to suit the market environment, although the skill remains in short supply”, according to Intech Investment C...
Challenger Financial Service has appointed AMP Capital Investors’ portfolio manager Alan Sheen as its head investment analyst, effectively its second major signing from A...
ING has expanded its product team to fast track the development of planned new products based principally around its OneAnswer master trust offering....
Actively managed US mutual funds shared the performance honours with Standard & Poor's benchmark indices in 11 general equity categories during the first quarter this yea...
The Financial Planning Association’s new conflicts of interest principles do not go far enough to ensure compliant advice, according to Australian Securities and Investme...
Tower Australia is offering 17 of its senior executives a total of 6.1 million share options, each for one Tower ordinary share....
The operators of an illegal Gold Coast managed investment scheme have been issued with a temporary injunction by the Queensland Supreme Court stopping them from carrying ...
Two men alleged to have sold risk insurance without holding an Australian Financial Services Licence failed to attend a scheduled Federal Court appearance in Perth yester...
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...