Jason Spits,Nicole Szollos
News by this author
21 Jun
ASIC effectively shut down Chapel Road when it revoked the dealer group’s licence in May. However, concerns about a number of other dealer group’s compliance procedures o...
21 Jun
The case into Chapel Road was originally triggered by the actions of banned financial planner Robyn Ann-Carrolle Cochrane, despite the fact that she had no formal connec...
26 Apr
Industry bodies affected by the Financial Services Reform Bill (FSRB) are angry with being given just six working days to review the draft bill and the submissions deadli...
15 Feb
Australia’s account aggregation market is heating up with the launch of the world’s biggest account aggregation specialists Yodlee....
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The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
1 day 7 hours ago
A Sydney financial adviser has been permanently banned from providing any financial services, with the regulator deriding his “lack of integrity, trustworthiness and prof...
4 weeks ago
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
6 days 6 hours ago
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...