ROA

Financial planning

Clarity and certainty has been given around when records of advice can be used instead of a statement of advice....

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Policy & Regulation

The record of advice relief measure is extended to April 2022, as well as the “time critical” relief measure that gave financial advisers additional time to give their cl...

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Financial planning

The corporate regulator has released guidance on how advisers should be giving records of advice provided under the temporary COVID-19 relief measure....

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Financial planning

The relief measure allowing advisers to provide a record of advice rather than a statement of advice to clients that needed advice due to the impact of COVID-19 has been ...

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Financial planning

Responding to adviser submissions, the Australian Securities and Investments Commission has confirmed it is considering providing regulatory relief so that advisers can p...

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Financial planning

The cost of delivering advice could be reduced for both advisers and superannuation funds if the Australian Securities and Investments Commission delivered a templated re...

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Financial planning

Superannuation funds would be able to deliver advice around the questions most asked by members via a record of advice under a proposal being backed by the Association of...

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Financial planning

The FPA has partnered with three fintech providers to allow advisers provide early super advice more efficiently....

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Financial planning

FPA, SMSFA, CA ANZ, CPA Australia and IPA financial adviser and registered tax agent members have been provided a template record of advice for clients looking to access ...

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Financial planning

Colonial First State’s record of advice (RoA) enhancements has helped drive a 10 per cent jump in adviser usage....

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