policy and regulation | Money Management

POLICY AND REGULATION

Policy & Regulation

ASIC signs cross-border enhancement memorandum

The investment regulator has become one of the first signatories to an enhanced standard for cross-border enforcement cooperation....

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Policy & Regulation

ASIC releases guidance ahead of AFCA regime

The regulator has released new guidance in advance of AFCA’s commencement to provide policy certainty for stakeholders and to support the transition to the new regime....

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Policy & Regulation

Former Brisbane adviser charged with $5.9m fraud

Former financial adviser Ben Jayaweera has appeared in the Brisbane Magistrates Court charged with six counts of fraud involving around $5.9 million....

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Policy & Regulation

Lawyers warn beware when referral selling

Financial services players are amongst those who have been urged to exhibit caution when offering referral incentives. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

UGC to blame for 'eyewatering' CSLR cost increase

1 month 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

Stephen Jones to retire

2 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

Adviser sees registration suspended over ROA usage

4 months ago