GUILTY

Financial planning

Wael Kourieh pleaded guilty to forging 30 member signatures on AMP superannuation investment election forms which would let him obtain financial advantage for himself via...

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Financial planning

Ahmed Saad has pleaded guilty after operating a scheme to provide illegal early access to super for clients. ...

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Financial planning

The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....

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Financial planning

Pershing Securities Australia is the first company in the country to face criminal prosecution for breaching client money provisions....

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Financial planning

Mark Damion Kawecki has pleaded guilty to two counts of dishonest conduct relating to meeting the minimum spread requirement to be listed on the Australian Securities Exc...

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SMSF

George Nowak has pleaded guilty after investigations found he had misappropriated $1.2 million in self-managed superannuation fund monies. ...

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MARKET INSIGHTS

This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...

1 day 15 hours ago

Interesting. Would be good to know the details of the StrategyOne deal....

5 days 21 hours ago

It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...

3 weeks 3 days ago

Insignia Financial has made four appointments, including three who have joined from TAL, to lead strategy and innovation in its retirement solutions for the MLC brand....

2 weeks 5 days ago

A former Brisbane financial adviser has been charged with 26 counts of dishonest conduct regarding a failure to disclose he would receive substantial commission payments ...

4 days 19 hours ago

Pinnacle Investment Management has announced it will acquire strategic interests in two international fund managers for $142 million....

3 days 22 hours ago