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FINANCIAL SERVICES LICENCE
Financial planning
ASIC has cancelled the AFSL of Australian Performance Financial Planning, after already suspending that licence earlier this year when the firm went into administration....
Financial planning
Countplus has acquired a 25 per cent stake in South Australian professional services firm Hood Sweeney....
Financial planning
Ford + Scott Financial Planning has resigned from Securitor and joined Paragem's AFSL....
Financial planning
The Australian Securities and Investments Commission has banned two former planners for three years and six years, respectively....
Superannuation
NGS Super claims its in-house financial planning model has proved effective in dealing with members' specific needs....
Financial planning
A former company director will serve six months jail time after pleading guilty to defrauding investors. ...
Financial planning
Addwealth Financial Services has been forced to adhere to additional requirements under its Australian financial services licence after surveillance of its advice busines...
People & Products
Former Count Financial managing director Andrew Gale has joined specialist corporate advisers Chase Corporate Advisory as executive director....
Financial planning
Some authorised representatives of banned licensee Morrison Carr claim ASIC did not notify them as soon as the dealer group's licence was cancelled, leaving them practisi...
Financial planning
With remuneration models under scrutiny in the face of significant regulatory overhaul such as the removal of volume rebates due to Future of Financial Advice reforms, ad...
Financial planning
The Australian Securities and Investments Commission (ASIC) has issued guidance to promoters of 'crowd funding' in order to provide clarity on arrangements that may fall ...
Superannuation
XPlan is developing a SOA template for four local government superannuation funds....
Life/Risk
Some boutiques are not providing professional indemnity cover to new advisers according to Townsend Business and Corporate Lawyers....
Financial planning
The Coalition will undertake a review of the industry's external dispute resolution arrangements next year if it is elected to government, according to Shadow Minister fo...
Financial planning
ASIC will distribute $81,500 to investors duped by a cold-calling scam....
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...