DISPUTE RESOLUTION

Financial planning

The Australian Financial Complaints Authority has shared how much its member fees will rise in the next financial year. ...

Financial planning

AFCA chief executive, David Locke, has shared a key way for its financial services member firms to reduce the volume of fees paid to the organisation, which it says are “...

Financial planning

The Australian Securities and Investments Commission has cancelled the licence of a Sydney-based financial advisory firm following surveillance into potential issues of l...

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Financial planning

The Credit and Investments Ombudsman has rebuffed a report's findings favouring a merger between EDR schemes, arguing the two-scheme arrangement enabled comparisons and r...

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Financial planning

The FOS has cautioned against a new dispute resolution forum in the form of a banking tribunal, warning the Government should allow for the completion of the review into ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 1 week ago

A Sydney financial adviser has been permanently banned from providing any financial services, with the regulator deriding his “lack of integrity, trustworthiness and prof...

3 weeks 1 day ago

Minister for Financial Services, Stephen Jones, has provided further information about the second tranche of the Delivering Better Financial Outcomes (DBFO) reforms....

2 weeks ago

One licensee has lost 27 advisers in the past week, now sitting at zero, according to the latest Wealth Data figures....

3 weeks 1 day ago