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Financial planning

Adviser competency and professional standards would be boosted by the formation of a new adviser-funded body that sets standards for different advice segments, the Financ...

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Superannuation

Industry superannuation fund members with balances of more than $250,000 are more satisfied with their funds’ performance then those who invested with retail funds, a sur...

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Financial planning

ASIC has secured a restraining order preventing a foreign exchange company and its former director from carrying on a financial services business....

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Life/Risk

A former insurance company director has pleaded guilty in the Adelaide Magistrates Court to 39 charges brought by ASIC....

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Financial planning

The AFA announced it has appointed former AFA Treasurer and NSW director Deborah Kent as national president....

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People & Products

Wayne Wilson will depart Rubik and be replaced by former Bravura executive Iain Dunstan...

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Financial planning

AFSLs need to be wary of equity-based crowd-funding platforms that may want to piggy-back off them as a temporary home, The Fold said....

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Funds management

Australian fund managers are on the map in NZ but have been cautioned from rushing into that market without adequate preparation despite the demand for new investment veh...

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Financial planning

Advisory firm finds an increasing number of Australian business owners are choosing to part-sell their business....

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Financial planning

A former director of an Australian financial services licence holder received a 12-month suspended sentence and a $10,000 fine after pleading guilty to fraud charges....

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Superannuation

FSC has claimed the average MySuper fund offered by its members have outperformed the equivalent offering from industry funds...

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People & Products

Institutional investment manager QIC has hired Vittorio Lacagnina to head up its infrastructure capital formation push in North America and Europe. ...

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Financial planning

Financial services providers may not be able to rely on proposed changes to proportionate liability laws in spreading the costs of damages in disputes, particularly where...

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Editorial

Restoring confidence in the financial advice profession has become a catch cry for institutions recently, but the reality of the proposal is still a way off, Amelia Const...

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Financial planning

As the financial planning industry grapples with how to institute new professional and education standards, Jason Spits examines what mind-set and attitudes new entrants ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 7 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago