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Financial planning

The Australian Securities and Investments Commission (ASIC) has secured an enforceable undertaking from Robert Marusco, a director of former licensed securities dealer NK...

Financial planning

Van Eyk Research has named Financial Planning Association board member and Brennan Partners managing partner, Sarah Brennan, as its first external director....

Financial planning

Victorian financial planner Robert Kiddell has won the Money Management Financial Planner of the Year award for 2002 after beating a field of well known financial planner...

Financial planning

The former founder and chief investment officer of United Funds Management, Susan Gosling, has joined MLC as a senior member of its investment management team....

Financial planning

The Australian Securities and Investments Commission (ASIC) has added another financial planner to its banned list, expelling Western Australian based adviser Bruce Chand...

Policy & Regulation

Two of the financial services industry’s most influential lobby groups have joined forces to call on the Government to cut taxes on superannuation contributions in order ...

Financial planning

Van Eyk Research and Syscorp have signed a memorandum of understanding to deliver an Individually Managed Account (IMA) to the financial planning market....

Financial planning

The Australian Securities and Investments Commission (ASIC) has obtained a permanent ban against a former financial adviser, John Michael Higgins, from providing financia...

Financial planning

ING Investment Management has appointed Grant Bailey to the position of chief executive officer in Australia, taking the place of departing chief executive Michel van Elk...

Financial planning

AUSTRALIAN Securities and Investments Commission (ASIC) director Pauline Vamos has warned a high number of advisers are beginning to complain that dealer groups are misus...

Financial planning

THE former investment services director at the St George Bank, Richard Cawsey, has given up his seat on the board of Stockford to set up his own private investment compan...

Financial planning

Pauline Vamos has been named the most influential person in financial services by a panel of industry peers....

Financial planning

THE FORMER managing director of Lynx Financial Services, Stuart Abley, has poached a number of the ING owned dealer group’s financial planners to launch a new planning de...

Financial planning

If the Most Influential list was to have a rising star among its ranks that person for this year would have to be AMP chief executive Andrew Mohl....

Financial planning

Pauline Vamos has been named the most influential person in financial services by a panel of industry peers....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 5 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 3 days ago