COMPLIANCE

Accounting

The APESB has agreed on the amended version of the controversial APES230 standard. ...

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Financial planning

The Bank of Queensland will have to refund approximately $12 million to around 6000 mortgage customers following a system error....

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Accounting

ASIC has handed a NSW-based accountant a six-year ban from providing financial services following an investigation....

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Financial planning

A securities dealer has volunteered to wind back its operations after an ASIC review found the company had breached conditions of its Australian financial services licenc...

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Financial planning

Industry executives are questioning the wisdom behind suggestions that financial planners should move their clients away from investment platforms....

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People & Products

Australian Unity Personal Financial Serivces has recruited Ian McDermott as head of risk and compliance to assist the group with the final details of FOFA. ...

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Accounting

APESB scheduled to deal with amended APES 230 approach on Friday....

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Super funds will have to disclose all types of advice-related fees charged to members after the new APRA reporting standards take effect on 1 July. ...

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Accounting

APESB board papers deliver APES 230 much closer to FOFA intent. ...

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Accounting

APESB guidance will make accountants not only declare outsourced arrangements but the geographic location of those involved. ...

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Financial planning

DST markets Anova solution as capable of meeting APRA’s tougher data requirements....

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Financial planning

Sundaram Business Services aims for RG146 compliance for Indian-based personnel....

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Financial planning

Despite reports to the contrary, OneVue has seen advisers flock back to platforms as regulatory changes force them to run their practices more efficiently....

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Funds management

Dalton Nicol Reid has welcomed the regulator’s consultative review of the growing managed discretionary account sector....

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Superannuation

SMSF administrator Sundaram will train up to a third of its India-based staff in RG146 as the firm picks up more Australian clients....

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