COMPLIANCE

Financial planning

Planners who help clients set up self managed superannuation funds must also tackle the issue of who will be the trustee. Ben Smythe examines how an external third party ...

Financial planning

In his first year at the helm of the Financial Planning Association (FPA), Ken Breakspear’s focus has been both on the home front as well as on the big picture issues. ...

Financial planning

Integration is a win for all stakeholders...

Financial planning

The Financial Planning Association (FPA) has not ruled out a possible increase in membership fees in line with its proposal to modify the association’s membership structu...

Financial planning

Competiton in the compliance and training arena has heated up with the announcement that Assessment Education Services will roll out its online compliance, assessment and...

Financial planning

Coming to grips with the Financial Services Reform (FSR) Act is crucial for those providing education within financial services according to Australian Securities and Inv...

Financial planning

APIR, the group responsible for providing codes for managed funds, has scored a major coup with the announcement that the Association of Financial Advisers had signed up ...

Financial planning

SyRes, the company developed by a number of dealer groups involved with master trust provider Symetry, has released two further services for the back office....

Financial planning

Saxby Bridge Financial Planning has had its securities dealer license stripped and one of its investment advisers banned for five years following the latest crackdown on ...

Financial planning

It is a pretty unusual occurrence to find a financial planner with nothing to do. It seems these days that if a planner does not have towering piles of paper work precari...

Financial planning

Few providers of back office services to financial planners would disagree that they occupy the less glamorous side of the investment advice industry, toiling away in the...

Financial planning

Financial services training group the Australian Institute of Financial Services (AIFS) has been bought by business publisher and information group CCH Australia (CCH) fo...

Financial planning

The Financial Planning Association’s National Compliance Committee and Professional Standards National Advisory Committee chairman James Doogue will step down from the po...

Financial planning

Life advisers are still a major force in planning and despite the impact of industry change their numbers have not declined. Simon Segal examines who held fast in the pas...

Financial planning

The introduction of new privacy rules in December still holds uncertainty for parts of the industry, as ground rules are yet to be laid. Mike Taylor looks at the effects ...

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So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

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This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

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gonski

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A Sydney-based financial adviser has been banned from providing financial services in the interest of consumer protection after failing to act on conduct concerns. ...

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