CHAIRMAN

People & Products

Australian Financial Services Limited (AFS) managing director Geoff Moore has resigned after eight years with the group....

Financial planning

David Knott, chairman of the Australian Securities and Investments Commission (ASIC), has announced that he will step down from his position at the end of 2003, two years...

Financial planning

Perpetual Trustees managing director Graham Bradley’s final result in the top job has not disappointed shareholders, delivering the group’s eighth year of increased profi...

Financial planning

Lumley Life will become a fully owned Australian entity by the end of the month after Wesfarmers, one of Australia’s largest public companies, revealed it will conclude t...

Financial planning

Listed financial planning group Snowball has announced a capital raising it says will enable the company to move more quickly towards becoming a profitable entity....

Financial planning

Three credit union dealer groups have merged to create financial services firm CU Financial Advisory Services....

Financial planning

The Australian Stock Exchange (ASX) has appointed Jillian Segal, former commissioner and deputy chair of the Australian Securities and Investments Commission (ASIC), as a...

Financial planning

The savings industry in New Zealand is reaching out to the broader business community in an effort to provide the Government with a savings policy....

Financial planning

UBS Global Asset Management (UBS GAM) chief investment officer (CIO) and head of asset allocation Jon Taylor has left the group to take up the role of CIO at HSBC Asset M...

Financial planning

UBS Global Asset Management will aim to increase its international equities funds under management following yesterday’s announcement that Colin Woods will now head up it...

Financial planning

AXA has made a bid to release itself from a catch-22 situation in which it has contractually agreed to allow advisers to hold client information if they leave the groups ...

Financial planning

The Financial Planning Association (FPA) will find it impossible to solve its professional indemnity (PI) insurance woes, according to a leading insurance broking house a...

People & Products

Colonial First State (CFS) chief executive John Pearce became the latest addition to the Investment and Financial Services Association (IFSA) board of directors after bei...

Financial planning

Direct Portfolio Services has completely overhauled its board of directors following a failed coup d’état to oust company founder and chief investment officer John Alders...

Financial planning

The Australian Securities and Investments Commission (ASIC) and the Association of Superannuation Funds of Australia (ASFA) have called for a greater industry effort to b...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 14 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago