CHAIRMAN

People & Products

Brett Heading and Chris Morton to take on chairman and managing director roles respectively as the group undergoes renewal....

Editorial

Two interesting and welcome events occurred in the financial planning industry last week – the Financial Planning Association (FPA) agreed with the Association of Financi...

Financial planning

Equity manager PM Capital has called for an end to payments from fund managers to financial planners, dealer groups and research houses, despite sourcing most of its $1.5...

Financial planning

Will continue to work with the ABA to ensure regulatory proposals and parliamentary reviews are dealt with "in the best possible way"....

Financial planning

Many eyes will be on the new management team of van Eyk Research in the coming months following the resignation of one of the group's founders, and leading investment thi...

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Editorial

Perpetual announces a big profit decline but positions for growth on the market recovery....

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Financial planning

A number of failures of governance at a director and business level contributed to the global financial crisis, offering a number of lessons for the future, according to ...

Financial planning

ASIC uses its submission to the Ripoll Inquiry to suggest more regulatory intervention and higher licensing and fiduciary standards for planners....

Financial planning

Merged entity will have $7.5 billion in funds under management, up to 330,000 members and 560,000 customers, with offices in Sydney, Melbourne, Brisbane and Adelaide....

Financial planning

A Money Management round table of financial services industry chief executives has backed the concept of a co-regulatory model for the financial services industry....

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Financial planning

A round-table of industry chief executives has backed calls for ASIC's intra-fund advice relief to be extended to financial planners....

Financial planning

Chairman Tony D'Aloisio admits the global financial crisis has exposed flaws in the way planners are remunerated....

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Financial planning

Global CEO appointed to steer company through debt problems will not renew contract....

Financial planning

The Commonwealth Bank of Australia has named the corporate regulator, along with itself and Storm Financial, as one of the key stakeholders involved in the circumstances ...

People & Products

Former founder and chief executive of Ipac Securities and general manager, advice, for AXA joins AMP's board....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 5 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 3 days ago