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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Financial planning
ANZ has agreed to send out gift cards to income protection insurance customers after ASIC concerns....
Superannuation
APRA has revised six of its superannuation reporting standards after complaints of confusion from key stakeholders....
Financial planning
ASIC cancels licence of CBA-purchased planning group nine months after deal concluded. ...
Financial planning
Regulator permanently bans former authorised representative and director of an investment trustee for misleading and deceptive conduct....
Financial planning
ASIC frustrated that the penalty regime imposed is less than the profit companies gain from poor behaviour, and that disclosure is no longer a 'disinfectant’ for law-brea...
Superannuation
ASIC and APRA jointly clarify the need for consistent information on MySuper products....
Editorial
The executive director of the Revenue Group within the Federal Treasury, Rob Heferen, made a very important point to last month’s SPAA conference in Brisbane: any change ...
Financial planning
Commonwealth Financial Planning whistleblower Jeffrey Morris claims ASIC failed to act to cover its own incompetence....
Financial planning
Australia’s corporate regulator is severely limited in the range and severity of penalties it can hand out for wrongdoing - particularly compared to the US and UK, a revi...
Financial planning
ASIC is facing a permanent reduction in funding and is looking to cut staff as a result....
Superannuation
A self-managed super fund (SMSF) provider has paid a $10,200 infringement notice penalty for misleading advertising on the cost of setting up an SMSF....
Financial planning
Business of securities adviser subject to an enforceable undertaking has licence cancelled....
Editorial
Based on recent media coverage, it would be easy to believe that the Abbott Government was quite recklessly setting about dismantling all the consumer protections contain...
Policy & Regulation
The Assistant Treasurer, Senator Arthur Sinodinos, says ASIC will monitor FOFA changes to ensure they are meeting their objectives....
Financial planning
The corporate regulator welcomes FOS’ focus on timeliness, but makes no mention of long-term structural change....
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MARKET INSIGHTS
Podcast
This verdict highlights something deeply wrong and rotten at the heart of the FSCP. We are witnessing a heavy-handed, op...
Interesting. Would be good to know the details of the StrategyOne deal....
It’s astonishing to see the FAAA now pushing for more advisers by courting "career changers" and international recruits,...