AUSTRALIAN FINANCIAL SERVICES

Editorial

The executive chairman of Count Financial, Barry Lambert, recently demonstrated the degree to which consolidation has become a focal point in the Australian financial ser...

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Editorial

Philip La Greca examines the possible impact that the outcomes of the forthcoming government reviews will have on superannuation and, in particular, SMSFs....

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Financial planning

Increased ASIC standards regarding PI insurance are expected to lead to higher premiums, but the full effects may not be evident for some time....

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Financial planning

ASIC has been called on to be more transparent about the purpose of its current comprehensive audit of Australian Financial Services Licensees (AFSLs)....

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Financial planning

Does the drop in Australia’s unemployment rate translate into more opportunities in the financial services sector, and is the war for talent about to recommence from wher...

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Financial planning

A poll conducted by Money Management has revealed strong support for stricter penalties being imposed against recalcitrant advisers....

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Financial planning

Mortgage brokers have been going through an evolutionary period since the new National Credit Protection Legislation came into effect on January 1, and the challenges the...

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Editorial

Bryan Ashenden takes a look at the far-reaching impact the recommendations of the Ripoll Inquiry could have on the financial services industry....

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Financial planning

The Australian Securities and Investments Commission is conducting an exhaustive audit of the operations of the country’s largest Australian Financial Services Licensees....

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Financial planning

A slow acquisition period for financial planning practices in the second half of 2009 may be the result of principals sitting back to see what eventuates in the marketpla...

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Editorial

Last year was a watershed year for the financial planning sector, writes Richard Klipin. He explains why 2010 promises to be a year of opportunity....

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Financial planning

Dealer group AFS is still focused on floating on the ASX but the target date is now in 2013....

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Financial planning

In what represents a largely unprecedented move, both APRA and ASIC have moved against Trio Capital and its Astarra super funds and managed investment schemes....

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Financial planning

Chris Bowen begins consultation on rationalisation proposals aimed to address the issue of outdated legacy products....

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Financial planning

Moves to resolve conflict of interest issues are being undermined by the 'divided loyalties' the Corporations Act encourages, argues FPA deputy chief executive Deen Sande...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

6 days 16 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 4 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 2 days ago