ASIC

Financial planning

ASIC has cancelled the Australian credit licence of Nova Home Loans Pty Limited after the company failed to become a member of one of ASIC's approved external dispute res...

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Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

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Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

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Financial planning

ASIC is consulting on new draft guidelines aimed at improving the disclosure principles of hedge funds....

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Financial planning

ASIC is consulting on new draft guidelines aimed at improving the disclosure principles of hedge funds....

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Financial planning

ASIC has released new policy information on how it undertakes investigations and enforcement activity....

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Financial planning

ASIC has released new policy information on how it undertakes investigations and enforcement activity....

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Policy & Regulation

Regulatory uncertainty is causing the financial planning industry to contract and dissuading young graduates from taking up the profession, according to FSC chief John Br...

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Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

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Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

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Financial planning

One case of inappropriate financial advice was identified by ASIC in the six-month period to December 2011....

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Financial planning

One case of inappropriate financial advice was identified by ASIC in the six-month period to December 2011....

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Accounting

An ASIC investigation has seen a Melbourne accountant facing 37 charges over unregistered managed investment schemes....

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Financial planning

ASIC wants retail investors to better understand the conditions and risks of hybrid securities and unsecured notes....

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Financial planning

ASIC chairman Greg Medcraft has flagged surveillance around residential mortgage backed securities (RMBS) disclosure standards in 2012....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

5 days 8 hours ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

1 week 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 1 day ago