Former stockbroker Jonathan Kur has been charged with dishonest use of his position and fraudulent activity involving more than $7 million....
ASIC has upgraded its guidance on financial services advertising and warned of potentially stronger penalties for breaches....
With ASIC's Peter Kell pointing to a level of life insurance policy churning to warrant regulatory concern, it is time for a clear definition of 'churn'....
ASIC has proposed the tightening of rules for some platform operators and responsible entities of managed investment schemes....
ASIC has released draft SMSF auditor standards, based on 2008 standards released by the Joint Accounting Bodies....
There are terms hidden in the upcoming Future of Financial Advice (FOFA) legislation that every financial planner must be familiar with. ...
The Australian Securities and Investments Commission (ASIC) has released an updated investor guide on unlisted property schemes, urging investors to seek financial advice...
APRA expresses concern about unproven concepts involved in direct life sales....
Former Guardian Financial Planning financial adviser Susan Heathwood has been handed two suspended prison sentences after pleading guilty to two charges of dishonest cond...
APRA's annual report has revealed rising supervisory costs along with the number of exits and failures....
Consumers may be left unprotected if the regulators do not jointly implement the Standard Business Reporting (SBR) framework under new super fund reporting requirements, ...
Former Storm Financial authorised representative James Mousa has agreed to an enforceable undertaking following an investigation by the Australian Securities and Investme...
The Australian Securities and Investments Commission (ASIC) last week released its consultation paper Future of Financial Advice: Approval of codes of conduct for exempti...
Many financial advisers are avoiding structured products in a bid to maintain simplicity, transparency and liquidity in their clients' portfolios....
Specialist lenders mortgage insurer Genworth has entered into a partnership with Lifeline to highlight the impacts of financial stress on families....
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...