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Superannuation
The trustees of a number of self-managed superannuation funds can expect to be contacted by both the Australian Taxation Office and the Australian Prudential Regulation A...
Financial planning
National Australia Bank has provided the Australian Securities and Investments Commission with an enforceable undertaking to improve key systems and controls in its finan...
Financial planning
The peak industry body representing hedge funds in Australia, the Alternative Investment Management Association has appointed a new chairman with Vertex Capital Manageme...
Financial planning
General insurers and life insurance companies will be required to identify, assess and manage potential disruptions to the functioning of their business including bomb th...
Financial planning
The Australian Prudential Regulation Authority says it has completed enforcement action against five directors of the former trustee of the Queensland-based Employees Pro...
Financial planning
The Australian Prudential Regulation Authority has banned 13 individuals associated with the Victorian-based Wall and Ceiling Superannuation Fund from acting as trustees ...
Financial planning
Industry Fund Services has vehemently rebutted a barrage of stinging accusations directed at it by South Australian Liberal back-bencher Grant Chapman, who used parliamen...
Financial planning
The Federal government will channel an extra $11 million into the Australian Prudential Regulation Authority over the next financial year, financed through widespread lev...
Financial planning
The Australian Prudential Regulation Authority is ramping up efforts to ensure superannuation trustees comply with the new superannuation licensing regime due to come int...
Life/Risk
Zurich Financial Services Australia has played down Australian Prudential Regulation Authority and Australian Securities and Investments Commission scrutiny of some histo...
Financial planning
Trustee group Australian Superannuation Nominees is closing its business due to “continuing regulatory intervention” by the Australian Prudential Regulation Authority and...
Financial planning
The Australian Prudential Regulation Authority (APRA) has banned two Melbourne-based trustees from the industry after a number of serious Superannuation Industry Supervis...
Financial planning
The Australian Securities and Investments Commission (ASIC), the Australian Prudential Regulatory Authority (APRA) and the Australian Tax Office (ATO) will walk away from...
Funds management
The Australian Prudential Regulation Authority (APRA) has permanently disqualified two former Harts Australasia executives from the industry for failing to demonstrate du...
Policy & Regulation
The Australian Prudential Regulation Authority (APRA) has given directions to AMP Life, while the Australian Securities and Investments Commission (ASIC) has accepted an ...
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...