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APRA
Financial planning
The Parliamentary Secretary to the Treasurer, Chris Pearce, has indicated that a significant degree of consumer education is needed before the large number of legacy prod...
Financial planning
A survey regarding unit pricing practices performed by a leading chartered accounting firm has revealed a large number of fund managers are lagging behind on the complian...
Life/Risk
The Australian Prudential Regulation Authority is continuing its investigations into individuals involved in the improper reinsurance transactions undertaken by Zurich Au...
Financial planning
A former group reinsurance officer of Zurich Financial Services Australia has been permanently disqualified from employment as a director or senior manager of a general i...
Financial planning
The Australian Prudential Regulation Authority has disqualified a former Zurich employee from being a director or senior manager of a general insurer, authorised non-oper...
Financial planning
Court enforceable undertakings, the regulators’ disqualification regime and co-operation between APRA and professional industry bodies are among the enforcement and other...
Superannuation
The Federal Government is moving to ensure that SMSFs can continue to invest in instalment warrants despite an adverse regulatory interpretation by both the ATO and APRA....
Financial planning
The Australian Prudential Regulation Authority has signalled that it is continuing to investigate the actions of individuals involved in a transaction undertaken by Zuric...
Financial planning
In an effort to help financial institutions plan for a potential pandemic, the Australian Prudential Regulation Authority has released an information paper and prudential...
Financial planning
The chairman of the Australian Prudential Regulation Authority, John Laker, has revealed that as many as 30 per cent of the financial institutions supervised by APRA have...
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MARKET INSIGHTS
Podcast
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...