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ADMINISTRATIVE APPEALS TRIBUNAL
Superannuation
Trustees lent 95 per cent of SMSF assets to a related company during a period of physical and financial stress....
Financial planning
Government agrees to amendments to the National Consumer Credit Code and a six-month delay on implementation to allow the industry to get its house in order....
Life/Risk
ASIC investigation reveals insurance broker used funds intended for obtaining income protection insurance policies for personal use....
Financial planning
Convicted on eight fraud-related charges totalling more than $14,000....
Financial planning
Failed to comply with provisions of AFSL....
Financial planning
Provided inappropriate advice, incomplete SOAs and misled clients on switching costs....
Financial planning
Giving false information while being questioned sees adviser banned....
Financial planning
Indooroopilly-based planner banned from practicing for five years. ...
Financial planning
Former deputy chairman of HIH cleared....
Financial planning
Former deputy chairman of HIH cleared....
Financial planning
Sixteen advisers now banned over Westpoint involvement....
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So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...