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It may be licensees’ responsibility to report internal dispute resolution regime data to ASIC next month, but they are reminding their advisers of the importance of keepi...

Financial planning • 23 January 2024

ASIC has cancelled the AFSL of a Sydney-based financial advice firm, its first licence cancellation of the new year. ...

Financial planning • 23 January 2024

Diverger shareholders have approved its merger with Count in a vote today, culminating the “dual growth strategy” pursued by the licensee....

People & Products • 23 January 2024

Australia’s sovereign wealth fund has exceeded its long-term investment return target for 2023 despite inflationary pressures as it reaches a record value of $211.9 billi...

Funds management • 24 January 2024

BlackRock has highlighted five “mega forces“ impacting investment markets that will change long-term global growth....

Funds management • 24 January 2024

Hyper-personalisation is among changes that wealth managers could be offering in 2024 as they embrace technology to benefit their clients. ...

Financial planning • 24 January 2024

With more than one in three consumers unable to identify a single benefit of financial advice, the industry has been urged to better articulate the positive impact of see...

Financial planning • 24 January 2024

The corporate regulator has confirmed it will incorporate legislative amendments to the financial adviser exam, with March’s exam set to reflect the changes....

Financial planning • 24 January 2024

Iress remains steadfast to deliver on its promise of being an incumbent in the financial software market, which will include offering AI toolkits to advisers....

Financial planning • 25 January 2024

JANA has been chosen as the investment adviser for a national financial advice firm, its second appointment this month. ...

Financial planning • 25 January 2024

Multiboutique asset manager Warakirri Asset Management has appointed a head of sustainability, a newly created role for the business....

People & Products • 25 January 2024

The Financial Advice Association Australia has thrown its support behind the use of Digital ID in the financial advice profession to replace challenging and time-consumin...

Financial planning • 25 January 2024

There needs to be a “mindset change” around breach reporting by licensees and advisers as, rather than be pleased, ASIC will more likely be suspicious if a firm has no br...

Financial planning • 25 January 2024

Over 200 advisers left Insignia in the three months to 31 December with the largest decline seen in the self-employed division, while its new advice operating model is ex...

Financial planning • 25 January 2024

In this episode of Relative Return, Maja Garaca Djurdjevic speaks with David Tuckwell, senior product and investment strategist at Global X ETFs, about the future traject...

Editorial • 25 January 2024

A former Melbourne wealth director could face imprisonment after allegedly running five companies despite being ordered by the Federal Court to not carry on a financial s...

Financial planning • 25 January 2024

A director at the Financial Advice Association Australia and a former superannuation chief executive are among recipients of this year’s Australia Day honours. ...

Financial planning • 25 January 2024

The chair of Australian Retirement Trust has been appointed as non-executive director at the Bank of Queensland, commencing next month....

People & Products • 29 January 2024

Research IP, an investment research provider, has appointed SQM Research’s former head of research Rob da Silva to lead the firm’s expansion into the Australian market....

People & Products • 29 January 2024

Significant demand for both Australian and international equity exposure has driven Betashares’ two flagship ETFs to reach more than $4 billion in funds under management ...

Funds management • 29 January 2024
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 2 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

2 months 3 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

4 months 3 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

1 week 2 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

2 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

2 weeks 5 days ago